Find a Financial Professional
in New Jersey

Hugo Carvajal

Financial Planner

Mass Mutual

Preparing for that next step in life isn’t always easy. My combination of experience, professionalism and access to a wide variety of products and services can help you meet your financial goals, estate strategies and insurance needs. Whether your goals include preparing for milestone life events like retirement or college, or whether you’re simply looking for life, disability income or long-term care insurance protection, I promise you a new level of attention, insight and capability. Contact me to discuss your financial future. I have been in the financial services industry since graduating from Boston University in 2008. I started his practice working with teachers in the 403(b) retirement space and built a business-to-business networking group that today has over 30 members. In 2015, I was given the opportunity to go into sales management with the firm. Not only am I coach for individuals and business owners but a coach for other financial advisors, helping them take their practice to the next level. Today, train, coach, and recruit new and experienced advisors to join his team—managing an office of 25 plus advisors out of Secaucus, NJ while actively maintaining his membership in the National Association of Insurance and Financial Advisors (NAIFA) and General Agents and Managers Association (GAMA) International. I grew up in Union City, NJ and now live in Woodland Park, NJ with my wife Griselle, daughters Adriana and Catalina, and dog Bria. During his off time, I support the Latinas in STEM organization and serve as treasurer, volunteer, and coach with the St. Michaels Basketball Association. Additionally, I am actively involved with the Hudson Catholic Regional High School Alumni Association.

John Mendes

Financial Planner

Creative Financial Group

John A. Mendes started his financial planning career in 1998 and is currently a Senior Partner with Creative Financial Strategies. John attended Monmouth University earning a Degree in Business along with a Minor in Psychology.John, and his team, focus on helping Individuals, Families,Professionals, Executives, and Business Owners by getting to know you and your family at a deeper level. Understanding your financial goals, priorities, and concerns enables us to work with you to craft a strategy that will meet all your needs. They strive to educate theirclients to help them make informed decisions. John’s Client-First approach creates objective analysis and advice which helps you gain clarity and plan around what is most important to you. The number one priority is to have a positive impact on the lives of everyone he meets. John is a frequent speaker on Financial Education, conducting seminars and workshops at local adult schools, colleges, and corporations throughout New Jersey. John is an advocate forFinancial Literacy, and through educating the public he helps people understand and address their financial concerns and responsibilities.John has continually furthered his education earning the CERTIFIED FINANCIAL PLANNER™ designation along with becoming aChartered Advisor for Senior Living(CASL) and a Life UnderwritingTraining Council Fellow(LUTCF). Throughout his career John has also achieved Million Dollar Round Table status, along with many company honors for excellence in Financial Planning and WealthManagement.John currently resides in Farmingdale, NJ with his wife Krista, sonAiden, and daughter Mia. John enjoys playing golf and other outdoor activities and most importantly, spending quality time with his family.

Andrew Mastro

President & Founder

Wrought Advisors LLC

Hi, I’m Andrew! I’ve been interested in history, economics, and problem solving since I was a kid growing up in Ocean City, New Jersey. After graduating from The College of New Jersey with honors, I began my financial services career in the alternative investment industry (private equity, hedge funds, and real assets) first with Merrill Lynch Alternative Investments in Princeton, New York, and Boston and then with FS Investments based in Philadelphia. I grew tired of getting on airplanes for work and being away from my family so I took control of my career and I began my wealth management practice at Merrill Lynch and soon after founded the independent and fee-only firm Wrought Advisors. Along the way, I am proud that I earned the Chartered Financial Analyst designation (CFA) and the Certified Financial Planner designation (CFP), which combined, less than 1% of financial advisors hold. I am married to my beautiful and patient wife and together we reside in Haddonfield, NJ with our two young daughters and our lab. I enjoy traveling and sharing new experiences with my girls and coaching their sports teams. Giving back to my community is important to me so I am a member of the Rotary Club of Haddonfield where we support many local, regional, and even some international projects. With whatever free time is left to me I love to read, work on home improvement projects, jog with my dog, cycle, ski, and squeeze in the increasingly rare round of golf.

Joseph Vecchio

Financial Planner

Shore Financial Planning

I’m Joseph Vecchio, founder of Shore Financial Planning, a fee-only financial planning firm located in Monmouth Beach, New Jersey.My professional life started in accounting where I earned the CPA – Certified Public Accounting designation. Accounting created the professional and business foundation that has taught me the value in understanding and communicating in the international language of business – accounting.In 1998 I started my investment career as a professional trader/money manger. Over the years on Wall Street I have made and LOST millions (I made more millions than I lost=key to trading/money management is managing risk).The key to my long successful trading career was my ability to manage risk, analyze markets & companies, while being able to continually adapt and re-invent myself and my trading strategies to technological, competitive and regulatory pressures. My competitive nature and ability to multi-task in a high pressure environment served me well during these years.Despite being a Certified Public Accountant (CPA) and successful trader I was unable to put all of the pieces together to manage my own personal finances. In 2000 I hired an ACP fee-only financial advisor for my personal finances. Since 2001, I have applied comprehensive fee only financial planning principles to my friends and family as their CPA/tax preparer and trusted financial advisor.I earned my MBA – Masters of Business Administration from Montclair State University and studied and passed the Certified Financial Planner™ exam while working full-time as a professional trader.My 25+ Professional years as an insider has cemented my belief that Wall Street & Insurance companies intentionally make finance and investing confusing and complex to sell high expense/commission products that favor themselves over people. As a professional trader I have learned that stock-picking culture that CNBC promotes merely serves the best interest of CNBC and it’s Wall Street friends. After structural costs (taxes, fees, expenses, commissions) and behavioral costs (poor security selection and timing errors), the net result of active investors/traders falls far short of passive investment returns.I believe in evidence-based portfolio management (passive investing)that is founded on Nobel Prize winning academic evidence, that is overwhelmingly in favor of passive investors. Those who accept market returns have performed meaningfully better on average than active investors who try to outperform the markets.Shore Financial Planning was founded because the financial-advising industry is broken. I believe that my service should be completely in your best interest, not mine! My years on Wall Street have proven to me that financial salespeople are merely motivated by quotas, product sales, and commission-based income, and are a danger to your financial well-being.I take pride in protecting people from financial predators and helping them make smart financial decisions. I provide peace of mind through conflict-free, value-added financial, and tax advice.I reside in Monmouth Beach, NJ with my wonderful wife Colleen, three beautiful girls Grace, Morgan, and Riley, and three loving dogs. I enjoy striper fishing, Texas Hold-Em, college football, and caring for my saltwater reef aquarium and koi pond. I am an active member of my church, serve on the local board of education in Monmouth Beach, and provide pro bono financial and tax services to people in need.I have dedicated my professional career to the finance and accounting professions for the past 25 years, continually enhancing my skills and credentials through rigorous ongoing continuing education. I am an active Certified Public Accountant (CPA) and Certified Financial Planner™ (CFP®) professional.

Daniel Chen

President

DC Strategies, Integrated Wealth Management

Dan specializes in delivering wealth management solutions to a growing affluent population. His twenty years as a trader in the U.S. Treasury markets for firms including Garban LLC and Cantor Fitzgerald have provided him with an immense and diverse experience in the global capital markets. Today Dan delivers his service through a customizable six step consulting process to clients by designing and implementing sound strategies for pursuing their wealth management and preservation goals while collaborating with their other trusted advisors, including their legal team and tax team.

Blake Parisi

CIO

Parisi Capital

I'm the founder and CIO of Parisi Capital LLC. It is my sincere approach to building long-term relationships and my genuine empathy that distinguishes me amongst his peers. I have extensive training in portfolio management, financial planning, and retirement planning. I began my career as a Financial Advisor at Morgan Stanley. I leveraged my experience working with high net worth families to advise on traditional and alternative investment opportunities. I oversee each client’s asset allocation and custom investment portfolio construction. I focuses on cost effective and tax efficient investment strategies. I graduated from Rutgers Business School with a Bachelor of Science Degree in Finance.

Tim Miller

Partner

Quaker Wealth Management

Tim is an Advisor for Quaker Wealth Management, LLC. He holds his Series 7 and Series 66 securities registrations and is licensed to sell life, disability, and long-term care insurance. Upon earning his Bachelor of Science degree in Finance from La Salle University, Tim began his career with Merrill Lynch in 2015. As a financial advisor, he is focused on cultivating new relationships and conducting goals-based wealth management analysis. He is responsible for the development and implementation of the team’s client service model and client acquisition strategies. Tim focuses on building long-lasting relationships with clients and their families and works to engage the next generation in the family-oriented wealth management service we provide. Tim is passionate about Philadelphia sports and is a season ticket holder of the Philadelphia Eagles. He also enjoys the restaurant scene in Philadelphia and is always willing to try something new. Tim is the co-host of the podcast, The Wealth Mgt Mixtape.

Matthew Rozzi

Financial Professional

Wealth Protection Strategies

I offer an analysis of your current financial situation and help you: * Identify financial goals and concerns * Illustrate what is being done to reach your goals * Identify gaps if present, and offer solutions to fill them

Lukas James DeWitt

Wealth Advisor

Elevate Planners

As a lifelong New York native, I’ve had the privilege of experiencing the diverse offerings of the Empire State. Growing up in Ulster County, often referred to as “upstate New York,” I enjoyed an outgoing, outdoors-oriented lifestyle that shaped my early years. For the past eight years, I’ve called Westchester County home, deepening my connection to this incredible state. After a traditional upbringing and completing high school, I felt a strong calling to serve and joined the military, which instilled discipline, resilience, and a passion for leadership. Following my service, I transitioned into various managerial roles in construction management, honing my skills in organization and project execution. Eager to chart my own path, I ventured into entrepreneurship in the real estate industry. My innate passion for learning and helping others soon led

Jim McCarthy

Financial Advisor

Directional Wealth Management, LLC

Jim McCarthy, an independent CERTIFIED FINANCIAL PLANNER™ practitioner, has been working as a financial professional for over 20 years. Jim has been helping clients build personalized financial plans since 2003. Professionals, corporate executives and affluent families rely on him for creative financial strategies. Providing comprehensive wealth management services, Jim’s emphasis is on helping clients grow, protect and enjoy their wealth. He realizes that in today’s volatile market the advice of a trusted professional is more valuable than ever. Jim believes that financial planning is about a person’s values and not just their money. His focus is to help each client live life to the fullest. He does this by capitalizing on the global knowledge he has gained helping other clients and by building quality relationships and an intimate understanding of what matters most to his clients. Jim feels it is important to develop the right plan for each client’s situation by utilizing tools that help manage risk, enhance return and minimize taxes. He shares strategies that assist his clients in overcoming emotional decisions regarding their financial future. He successfully completed the demanding requirements to become a CERTIFIED FINANCIAL PLANNER ™ practitioner. It recognizes Jim’s dedication to training in the fundamentals of wealth accumulation and management for affluent individuals and families. Jim also holds the Chartered Financial Consultant® designation. Jim has agreed to a strict code of ethics and is well-equipped to address the wide range of financial issues confronting business owners and corporate executives. Jim has been featured in the Wall Street Journal, appears regularly on Fresh Outlook TV, and is a frequent contributor to NJMoneyHelp.com Jim has three daughters, three grandchildren, and lives in Rockaway, NJ. He devotes his free time to his family and his two chocolate Labrador retrievers.

Tony D. Fields

Financial Professional

Prudential

Nothing compares to the feeling of helping a family or individual plan for their financial future. I'm most proud of hearing from clients about how our team helped improve their life. There's nothing better!

John McGovern

Financial Advisor

Greater New Jersey Financial Group

When it comes to addressing your challenges and goals, working with a financial professional is a critical decision. The foundation of my philosophy is based on helping you realize your financial goals and helping you protect those who depend on you. I'll strive to maintain a strong relationship with you through different life stages. Together we'll review your needs and goals and make adjustments as necessary. And I will provide you with insurance rates and other information on your various options, so we can determine together the most successful solutions to your financial challenges. My wife Pam & I spend much of our free time enjoying days at the beach with the family. We also like to be active and we enjoy cycling, hiking, golf, tennis and softball.

Andrew M. Aran

Financial Advisor

Regency Wealth Management

Helping families, trusts, & endowments plan & invest. Experienced investor, money manager & financial advisor.

Linda Lane

Financial Advisor

Prudential

Sometimes you just need some guidance. We all do. And when it comes to finances, helping people plan for the future, whether it's retiring in 20 years or buying a house in two years, is my passion.

Pam Sutton

Financial Professional

North Western Hills Financial Group

Nothing compares to the feeling of helping a family or individual plan for their financial future.

David Haas CFPA®

Financial Advisor

Cereus Financial Advisors, LLC.

As a Certified Financial Planner™, I help individuals and families make better financial decisions and plan for their future. I always act as a fiduciary for clients. My areas of practice include college planning, retirement planning, wealth management, and insurance. I work with clients as a trusted partner and help them accomplish their goals for their money, which may be retirement or it may be leaving a legacy or charitable giving.As a Certified Financial Planner™, I help individuals and families make better financial decisions and plan for their future. I always act as a fiduciary for clients. My areas of practice include college planning, retirement planning, wealth management, and insurance. I work with clients as a trusted partner and help them accomplish their goals for their money, which may be retirement or it may be leaving a legacy or charitable giving.

Kelly Trageser

Principal

Sea Clear Financial Planning, LLC

At Sea Clear Financial Planning, LLC our mission is to provide fee-only comprehensive financial planning and investment management services that will inspire, educate and motivate clients to reach their life long goals and aspirations. Kelly L. Trageser is a CFP(r) and has an MBA in Finance. She has over 20 years experience in the financial services industry. She is the Principal of Sea Clear Financial Planning, LLC, an independent fee-only financial planning and investment management firm located in Sea Girt, NJ.

When it comes to helping people with their finances, a cookie cutter approach doesn't work. Everyone's different, so listening to you and discussing your hopes and dreams allows us to focus on what's important.